​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​Thanks to the JOBS Act of 2012, private companies have more opportunities to raise capital, but with greater scrutiny and oversight from regulators. As equity crowdfunding gains popularity, the capital markets have seen strong activity in Regulation D private placement offerings. New rules for Regulation A/Regulation A+ promise to generate even more action. 

Rely on our expertise to manage your private securities and exempt offering recordkeeping needs, allowing you to focus on the growth of your busin​ess.​​​

​​​Contact us​​​​​​​ ​

 

Transfer agents aren't just for public companies any more.

Learn how you can benefit from partnering with a registered transfer agent.
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Congratulations, you have investors! Let us manage the details so you can focus on growing your core business. Partner with us for traditional shareholder recordkeeping as well as distributed ledger digital securities using Blockchain technology. As your needs grow, so do the services available to you. Services include:

  • Stock issuances
  • Ownership transfers
  • Restricted securities transfers
  • Pre-IPO and IPO transfer agency services​
  • Investor communications
  • Payments and distributions
  • Proxy and meeting services
  • Escheatment and unclaimed property services
  • Employee equity plan administration
  • Board portal
  • Distributed ledger digital securities
  • Tax reporting​​
  • DTC eligibility​

 We can help as your needs change and evolve

 We will help you

Save time

We manage your shareholder records so that you don’t have to.

Stay on budget

Our flexible and cost-effective fee structure is designed with the small company in mind.

Keep your investor data secure

Records are protected with strict data security protocols in a compliant environment.

Have peace of mind

We have the experience and knowledge to help clients large and small with any level of investor complexity.

Enjoy personalized service

Your dedicated client relationship team is focused solely on private companies. They have the expertise to provide tailored solutions to serve your needs, supported by the full resources of our organization.

Meet your corporate objectives

We are uniquely positioned to partner with your company in many ways including corporate governance obligations, subscription escrow, corporate actions, initial public offering (IPO) services or equity compensation plan administration.


​​​​Let's talk

We're here to discuss how our services for private securities, Regulation D, Regulation A and Regulation A+ offerings can help you.​​

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